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Rule 1.2 — Scope of Representation
Allocation of authority; LPP notice; informed consent.
Rule 1.6 — Confidentiality of Information
Protect client information; informed consent.
Rule 1.7 — Conflict of Interest (Current Clients)
Conflicts, informed consent, written disclosure.
Rule 1.14 — Client with Diminished Capacity
Protect client interests with least intrusion.
Rule 1.16 — Declining/Terminating Representation
Sale conditions, withdrawal, client interests.
Rule 1.18 — Duties to Prospective Client
Limits on using or revealing prospective-client info.
Advisor, evaluations for third persons, and serving as third-party neutral.
Rule 2.3 — Evaluation for Use by Third Persons
Informed consent; duty to third parties when invited.
Rule 2.4 — Lawyer Serving as Third-Party Neutral
Mediator/neutral disclosures & scope.
Meritorious claims, candor, fairness, tribunal decorum, publicity, witness issues, prosecutor duties, non-adjudicative proceedings.
Rule 3.3 — Candor Toward the Tribunal
No false statements; correct the record; disclose legal authority.
Rule 3.4 — Fairness to Opposing Party & Counsel
Evidence, discovery, and trial fairness duties.
Rule 3.5 — Impartiality & Decorum of the Tribunal
No improper influence; proper conduct toward tribunal.
Rule 3.7 — Lawyer as Witness
Limits on acting as advocate at a trial where the lawyer is a witness.
Rule 3.8 — Special Responsibilities of a Prosecutor
Disclosure, probable cause, and other prosecutor-specific duties.
Rule 3.9 — Advocate in Non-Adjudicative Proceedings
Duties when appearing before legislative or administrative bodies.
Truthfulness to others; dealing with represented or unrepresented persons; respect for third-party rights.
Rule 4.1 — Truthfulness in Statements to Others
No material false statements or omissions.
Rule 4.2 — Communication with Persons Represented by Counsel
No direct contact without consent or legal authorization.
Rule 4.3 — Dealing with Unrepresented Person
No implication of disinterest; clarify role; no legal advice (other than obtain counsel).
Rule 4.4 — Respect for Rights of Third Persons
No means that burden third persons; handling inadvertently sent documents.
Supervision of lawyers and non-lawyers, independence, UPL, restrictions, and law-related services.
Rule 5.1 — Responsibilities of Partners, Managers, and Supervisory Lawyers
Reasonable measures to assure compliance.
Rule 5.2 — Responsibilities of a Subordinate Lawyer
Obligations when acting under direction of another.
Rule 5.3 — Responsibilities Regarding Nonlawyer Assistants
Supervision and appropriate conduct.
Rule 5.4 — Professional Independence of a Lawyer
Fee sharing, partnerships, and independence.
Rule 5.5 — Unauthorized Practice of Law; Multijurisdictional Practice
UPL and cross-border practice limitations.
Rule 5.6 — Restrictions on Right to Practice
Agreements that limit practice; exceptions.
Rule 5.7 — Responsibilities Regarding Law-Related Services
When non-legal services are provided by or in association with a lawyer/LPP.
Pro bono, appointments, legal services organizations, law reform, and short-term limited legal services.
Rule 6.1 — Voluntary Pro Bono Legal Service
Professional responsibility to provide legal services to those unable to pay.
Rule 6.2 — Accepting Appointments
Declining for good cause; no avoidance without cause.
Rule 6.3 — Membership in Legal Services Organization
Participation consistent with rules of professional conduct.
Rule 6.4 — Law Reform Activities Affecting Client Interests
Participation with disclosure as required.
Rule 6.5 — Short-Term Limited Legal Services
Clinic/helpline conflicts and screening rules.
Communications concerning a lawyer’s/LPP’s services.
Rule 7.1 — Communications Concerning Services
No false or misleading communications.
Communications concerning a lawyer’s/LPP’s services.
Rule 7.1 — Communications Concerning Services
No false or misleading communications.
Communications concerning a lawyer’s/LPP’s services.
Rule 7.1 — Communications Concerning Services
No false or misleading communications.
Admissions, judicial officials, reporting misconduct, professional misconduct, disciplinary authority & choice of law.
Rule 8.1 — Bar Admission & Disciplinary Matters
Truthfulness and cooperation in admissions & discipline.
Rule 8.3 — Reporting Professional Misconduct
Duty to report substantial violations.
Rule 8.4 — Misconduct
Conduct involving dishonesty, fraud, deceit, or misrepresentation, etc.
Rule 8.5 — Disciplinary Authority; Choice of Law
Jurisdiction and applicable law for discipline.
Scope of practice for LPPs; civility standards and counseling.
Rule 14-802 — Authorization to Practice Law
Defines who may practice law in Utah and exceptions.
Preamble — A Lawyer’s Responsibilities (Ch. 13 Preamble)
Foundational duties and ideals of the profession.
Rule 14-301 — Standards of Professionalism & Civility
Core expectations for courteous, professional conduct.
Rule 14-303 — Professionalism & Civility Counseling
Process for addressing incivility issues.
Rule 15-301 — LPP Professionalism & Civility Standards
Parallel standards tailored to Licensed Paralegal Practitioners.
Arbitration/mediation of fee disputes: petitions, panels, hearings, awards, confidentiality.
Rule 14-1104 — Petition; Agreement; Discovery; Extensions
Initiating the process; initial procedures.
Rule 14-1105 — Selecting the Arbitration Panel; Additional Claims
Panel composition and scope.
Rule 14-1106 — Conduct of Hearing; Evidence; Counsel; Record
Hearing procedures and rights.
Rule 14-1107 — Award; Service; Judicial Confirmation
Form, service, and court confirmation of award.
Rule 14-1108 — Relief; Confidentiality; Enforceability; Malpractice
Scope of relief; relation to malpractice claims.
Rule 14-1111 — Exemption from Testimony & Confidentiality
Protections for participants and records.
Qualifications, applications, exams, C&F, fees, admission, confidentiality — and client trust accounts for LPPs.
Rule 15-703 — Qualifications for Licensure
Baseline requirements to be licensed as an LPP.
Rule 15-707 — Applications; Deadlines; Fees
Filing, withdrawals, postponements, and related fees.
Rule 15-716 — License & Enrollment Fees; Oath; Admission
Final steps to licensing.
Rule 15-717 — Relicensure after Resignation/Delicensure
Pathways back to licensure.
Purpose, definitions, credit types, accreditation, compliance, exemptions, remote CLE, and pro bono credit.
Rule 11-604 — Active Status; NLTP; Reciprocity; House Counsel; UBE; LPP MCLE
Requirements for various categories, including LPPs.
Rule 11-606 — Active Military Duty & Military Spouses
MCLE treatment for military-related status.
Rule 11-610 — Accreditation; Hardship; Special Accreditation
Accrediting programs and exceptions.
Rule 11-612 — Presumptively Approved Providers
Providers with presumptive accreditation.
Rule 11-613 — Credit for AV, Webcasts, Writing, Teaching, Public Service
Alternative credit sources and verification.
Rule 11-614 — Certificate of Compliance; Fees; Suspension; Reinstatement
Reporting and consequences.
Rule 11-615 — Failure to Satisfy; Appeals; Waivers; Deferrals
Remedies and relief.
Rule 11-616 — Active, Not Practicing; Certificate of Exemption
Exemption for those not practicing.
Rule 11-619 — CLE Credit for Pro Bono Legal Services
Credit for qualifying pro bono service.
From oversight & screening to OPC powers, prosecution, diversion, discipline, sanctions, and reinstatement.
Rule 11-501 — Purpose, Authority, Scope, Structure
Framework for disciplinary & disability proceedings.
Rule 11-503 — Oversight Committee for OPC
Oversight authority and responsibilities.
Rule 11-510 — Ethics & Discipline Committee Composition
Committee makeup and roles.
Rule 11-511 — Screening Panels: Composition & Responsibilities
Gatekeeping function in discipline.
Rule 11-512 — Respondent Subpoena Petitions
Seeking subpoenas from the Committee.
Rule 11-514 — Disclosure, Recusal, Disqualification
When members must step aside.
Rule 11-520 — Chief Disciplinary Counsel & OPC Counsel
Roles and authority of OPC leadership.
Rule 11-521 — OPC Prosecutorial Powers & Duties
Investigation and prosecution authorities.
Rule 11-523 — OPC Investigative Subpoenas
Authority to compel evidence during investigation.
Rule 11-524 — Retaining Records
Retention of investigative and disciplinary files.
Rule 11-530 — Unprofessional Conduct Complaints
Filing and content of complaints.
Rule 11-531 — Proceedings Before Committee & Screening Panels
How matters proceed through screening.
Rule 11-532 — Exceptions to Screening Panel Determinations
Challenging screening decisions.
Rule 11-535 — Appealing Final Committee Determination
Appeal to the Supreme Court.
Rule 11-538 — Trustee to Protect Clients’ Interests
When lawyer disappears, dies, is suspended, delicensed, or disabled.
Rule 11-540 — Immunity from Civil Suits
Immunity for participants in the process.
Rule 11-550 — Diversion: Referrals, Authority, Responsibilities
Purpose and framework for diversion.
Rule 11-551 — Circumstances Warranting Diversion
When diversion may be appropriate.
Rule 11-561 — Accessing Disciplinary Information
Public access and confidentiality.
Rule 11-562 — Disseminating Disciplinary Information
Publication and reporting of outcomes.
Rule 11-563 — Interim Discipline for Threat of Harm
Emergency measures to protect the public.
Rule 11-564 — Finding of Guilt or Plea to a Crime
Consequences of criminal convictions/pleas.
Rule 11-566 — Resignation with Discipline Pending
Effect of resignation while under investigation.
Rule 11-567 — Reciprocal Discipline
Discipline based on another jurisdiction’s action.
Rule 11-568 — Proceedings when Lawyer is Incompetent/Incapacitated
Protective measures and process.
Rule 11-569 — Noncompliance with Orders (support, visitation, etc.)
Discipline for specified noncompliance.
Rule 11-570 — Notice of Disability or Suspension; Return Property; Refund Fees
Duties following suspension or disability notice.
Rule 11-580 — Purpose & Nature of Sanctions
Why sanctions are imposed; objectives.
Rule 11-582 — Factors in Imposing Sanctions
Aggravating & mitigating considerations.
Rule 11-583 — Presumptive Sanctions: Duties to Clients
Baseline sanctions for client-related breaches.
Rule 11-584 — Presumptive Sanctions: Duties to Public
Baselines for misconduct impacting the public.
Rule 11-585 — Presumptive Sanctions: Duties to Legal System
Baselines for tribunal-related breaches.
Rule 11-586 — Sanctions: Duties as Member of Profession
Baselines for professional-role breaches.
Rule 11-588 — Aggravation & Mitigation
Weighing circumstances for final sanction.
Rule 11-590 — Reinstatement (≤ 6 Months) or Probation
Process for short suspensions and probation.
Rule 11-591 — Reinstatement (> 6 Months); Relicensure
Process for longer suspensions or relicensure.